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Nursing Home Issues

Last Updated: 4÷15÷2008

Choosing and Eval­u­ating a Nursing Home

Can there be a more dif­fi­cult job than finding a nursing home for a parent or spouse? No one wants to live in a nursing home. They serve as insti­tu­tions of last resort when it’s impos­sible to pro­vide the nec­es­sary care in any other set­ting. And, typ­i­cally, the search takes place under the gun – when a hos­pital or reha­bil­i­ta­tion center is threat­ening dis­charge or it’s no longer pos­sible for the loved one to live at home. Finally, in most cases, finding the right nursing home is a once-in-a-lifetime task, one you’re taking on without the expe­ri­ence of having done it before.

That said, there are a few rules of thumb that can help you:

  1. Loca­tion, loca­tion, loca­tion. No single factor is more impor­tant to quality of care and quality of life of a nursing home res­i­dent than visits by family mem­bers. The quality of care is often better if the facility staff knows that someone who cares is watching and involved. Visits can be the high point of the day or week for the nursing home res­i­dent. So, make it as easy as pos­sible for family mem­bers and friends to visit.
  2. Get ref­er­ences. Ask the facility to pro­vide the names of family mem­bers of res­i­dents so you can ask them about the care pro­vided in the facility and the staff’s respon­sive­ness when the res­i­dent or rel­a­tives raise concerns.
  3. logoCheck cer­ti­fying agency reports. CareScout is an unbi­ased source for rat­ings and reviews of elder­care providers nation­wide. Detailed, 7–10 page Nursing Home reports are avail­able for a small fee, and include over 100 pieces of infor­ma­tion on quality, res­i­dent pop­u­la­tion pro­files, and health vio­la­tions. Another source for nursing home reports is Health­Grades. For a fee, Health­Grades will pro­vide you with a report that rates the nursing home and pro­vides infor­ma­tion on inspec­tions and com­plaint inves­ti­ga­tions. You can also get a report that com­pares the nursing homes in your area.
  4. Talk to the nursing home admin­is­trator or nursing staff about how care plans are devel­oped for res­i­dents and how they respond to con­cerns expressed by family mem­bers. Make sure you are com­fort­able with the response. It is better that you meet with and ask ques­tions of the people respon­sible for care and not just the person mar­keting the facility.
  5. Tour the nursing home. Try not to be impressed by a fancy lobby or depressed by an older, more run­down facility. What mat­ters most is the quality of care and the inter­ac­tions between staff and res­i­dents. See what you pick up about how well res­i­dents are attended to and whether they are treated with respect. Also, inves­ti­gate the quality of the food service. Eating is both a neces­sity and a plea­sure that con­tinues even when we’re unable to enjoy much else. It is also advis­able to try and get a tour of the facility that is not pre­arranged. While this is not always pos­sible, it does give you the oppor­tu­nity of seeing an unre­hearsed atmosphere.

For more pointers on eval­u­ating nursing homes, see our Check­list .

Talking With Family About Placement

Few deci­sions are more dif­fi­cult than the one to place a spouse or parent in a nursing home. Since nursing homes are seen as a last resort, the deci­sion is gen­er­ally over­laid by a sense of guilt. Most fam­i­lies try to care for loved ones at home for as long as (or longer than) pos­sible, only accepting the inevitable when no other alter­na­tive is available.

The dif­fi­culty of making the deci­sion can be com­pounded when family mem­bers dis­agree on whether the step is nec­es­sary. This is true whether the person dis­agreeing is the person who needs help, his or her spouse, or a child.

The place­ment deci­sion can be less dif­fi­cult if, to the extent pos­sible, all family mem­bers are included in the process, including the senior in ques­tion, and if everyone is com­fort­able that all other options have been explored. This will not ensure una­nimity in the deci­sion, but it should help.

We rec­om­mend the fol­lowing steps:

  1. Include all family mem­bers in the deci­sion. Let them know what is hap­pening to the person who needs care and what pro­viding that care involves. If pos­sible, have family meet­ings, whether with the family alone or with med­ical and social work staff where avail­able. If you cannot meet together, or in between meet­ings, use the tele­phone, the mail, or the Internet.
  2. Research other options. Find out what care can be pro­vided at home, what kind of day care options are avail­able out­side of the home, and whether local agen­cies pro­vide respite care to give the family care providers a much-needed rest. Also, look into other res­i­den­tial care options, such as assisted living and con­gre­gate care facil­i­ties. Local agen­cies, geri­atric care man­agers, and elder law attor­neys can help answer these questions.
  3. Follow the steps above for finding the best nursing home place­ment avail­able. If you and other family mem­bers know you’ve done your home­work, the guilt factor can be assuaged (at least to some extent).
  4. Where nec­es­sary, hire a geri­atric care man­ager to help in this process. While hos­pi­tals and public agen­cies have social workers to help out, they are often stretched too thin to pro­vide the level of assis­tance you need. In addi­tion, they can have dual loy­al­ties, to the hos­pital that wants a patient moved as well as to the patient. A social worker or nurse working as a pri­vate geri­atric care man­ager can assist in finding a nursing home, inves­ti­gating alter­na­tives either at home or in another res­i­den­tial facility, in eval­u­ating the senior to deter­mine the nec­es­sary level of care, and in com­mu­ni­cating with family mem­bers to facil­i­tate the deci­sion. To find a geri­atric care man­ager in your area, visit the Web site of the National Asso­ci­a­tion of Pro­fes­sional Geri­atric Care Man­agers at www.findacaremanager.org.

These steps cannot make the deci­sion easy, but they can help make it less difficult.

Res­i­dent Rights

While res­i­dents in nursing homes have no fewer rights than anyone else, the com­bi­na­tion of an insti­tu­tional set­ting and the dis­ability that put the person in the facility in the first place often results in a loss of dig­nity and the absence of proper care.

As a result, in 1987, Con­gress enacted the Nursing Home Reform Law that has since been incor­po­rated into the Medicare and Med­icaid reg­u­la­tions. In its broadest terms, it requires that every nursing home res­i­dent be given what­ever ser­vices are nec­es­sary to func­tion at the highest level pos­sible. The law gives res­i­dents a number of spe­cific rights:

  1. Res­i­dents have the right to be free of unnec­es­sary phys­ical or chem­ical restraints. Vests, hand mitts, seat belts and other phys­ical restraints, and antipsy­chotic drugs, seda­tives, and other chem­ical restraints are imper­mis­sible, except when autho­rized by a physi­cian, in writing, for a spec­i­fied and lim­ited period of time.
  2. To assist res­i­dents, facil­i­ties must inform them of the name, spe­cialty, and means of con­tacting the physi­cian respon­sible for the resident’s care. Res­i­dents have the right to par­tic­i­pate in care plan­ning meetings.
  3. When a res­i­dent expe­ri­ences any dete­ri­o­ra­tion in health, or when a physi­cian wishes to change the resident’s treat­ment, the facility must inform the res­i­dent, and the resident’s physi­cian, legal rep­re­sen­ta­tive or inter­ested family member.
  4. The res­i­dent has the right to gain access to all his or her records within one busi­ness day, and a right to copies of those records at a cost that is rea­son­able in that com­mu­nity. The facility must explain how to examine these records, or how to transfer the authority to obtain records to another person.
  5. The facility must pro­vide a written descrip­tion of legal rights, explaining state laws regarding living wills, durable powers of attorney for health care and other advance direc­tives, along with the facility’s policy on car­rying out these directives.
  6. At the time of admis­sion and during the stay, nursing homes must fully inform res­i­dents of the ser­vices avail­able in the facility, and of related charges. Nursing homes may charge for ser­vices and items in addi­tion to the basic daily rate, but only if they already have dis­closed which ser­vices and items will incur an addi­tional charge, and how much that charge will be.
  7. The res­i­dent has a right to pri­vacy, which is a right that extends to all aspects of care, including care for per­sonal needs, visits with family and friends, and com­mu­ni­ca­tion with others through tele­phone and mail. Res­i­dents thus must have areas for receiving pri­vate calls or vis­i­tors so that no one may intrude and to pre­serve the pri­vacy of their roommates
  8. Res­i­dents have the right to share a room with a spouse, gather with other res­i­dents without staff present, and meet state and local nursing home ombudsperson or any other agency rep­re­sen­ta­tives. They may leave the nursing home, or belong to any church or social group. Within the home, res­i­dents have a right to manage their own finan­cial affairs, free of any require­ment that they deposit per­sonal funds with the facility.
  9. Res­i­dents also can get up and go to bed when they choose, eat a variety of snacks out­side meal times, decide what to wear, choose activ­i­ties, and decide how to spend their time. The nursing home must offer a choice at main meals, because indi­vidual tastes and needs vary. Res­i­dents, not staff, deter­mine their hours of sleep and visits to the bath­room. Res­i­dents may self-administer medication.
  10. Res­i­dents may bring per­sonal pos­ses­sions to the nursing home such as clothing, fur­nish­ings and jew­elry. Res­i­dents may expect staff to take respon­si­bility for assisting in the pro­tec­tion of items or locating lost items, and should inquire about facility poli­cies for replacing missing items. Res­i­dents should expect kind, cour­teous, and pro­fes­sional behavior from staff. Staff should treat res­i­dents like adults.
  11. Nursing home res­i­dents may not be moved to a dif­ferent room, a dif­ferent nursing home, a hos­pital, back home or any­where else without advance notice, an oppor­tu­nity for appeal and a showing that such a move is in the best interest of the res­i­dent or nec­es­sary for the health of other nursing home residents.
  12. The res­i­dent has a right to be free of inter­fer­ence, coer­cion, dis­crim­i­na­tion, and reprisal in exer­cising his or her rights. Being assertive and iden­ti­fying prob­lems usu­ally brings good results, and nursing homes have a respon­si­bility not only to assist res­i­dents in raising indi­vidual con­cerns, but also to respond promptly to those concerns.

Resolving Dis­putes

Dis­agree­ments with a nursing home can come up regarding any number of topics, and almost none is trivial because they involve the day-to-day life of the res­i­dent. Among other issues, dis­putes can arise about the quality of food, the level of assis­tance in feeding, trou­ble­some room­mates, dis­re­spect or lack of pri­vacy, insuf­fi­cient occu­pa­tional therapy, or a level and quality of activ­i­ties that doesn’t match what was promised.

The nursing homes that live up to the ideal of what we would want for our par­ents or our­selves are few and far between. The ques­tion is how far you can push them towards that ideal; what steps should be taken in such process; and at what stage does the care become not only less than ideal, but so inad­e­quate as to require legal or other inter­ven­tion. This can be a hard deter­mi­na­tion to make and in some cases needs the involve­ment of a geri­atric care man­ager who can make an inde­pen­dent eval­u­a­tion of the res­i­dent and who has a suf­fi­cient knowl­edge of nursing homes to know whether the one in ques­tion is meeting the appro­priate stan­dard of care.

Fol­lowing is a list of the inter­ven­tions a family member may take, in ascending order of degree. Move down the list as the severity of the problem increases or the facility does not respond to the less drastic actions you take. In all cases, take detailed notes of your con­tacts with facility staff and descrip­tions of your family member and his or her care. Always note the date and the full name of the person with whom you communicate.

  1. Talk to staff. Let them know what you expect, what you care about and what your family member cares about. This may easily solve the problem.
  2. Talk to a super­visor, such as the nursing chief or an admin­is­trator. Explain the problem as you see it. Do it with the expec­ta­tion that the issue will be favor­ably resolved, and it may well be.
  3. Hold a meeting with the appro­priate nursing home per­sonnel. This can be a reg­u­larly sched­uled care plan­ning meeting or you can ask for a spe­cial meeting to resolve a problem that wasn’t resolved more informally.
  4. Con­tact the ombudsperson assigned to the nursing home. He or she should be able to inter­vene and get an appro­priate result. Con­tact infor­ma­tion for the Ombudsman Pro­gram in your state can be found at: www.ltcombudsman.org
  5. If the problem con­sti­tutes a vio­la­tion of the res­i­dent rights described above, report it to the state licensing agency. This should put nec­es­sary pres­sure on the facility.
  6. Hire a geri­atric care man­ager to inter­vene. An advo­cate for you who is not as per­son­ally involved as you and who under­stands how nursing homes func­tion as insti­tu­tions can help you deter­mine what is pos­sible to accom­plish and can teach the facility to make the nec­es­sary changes.
  7. Hire a lawyer. While a lawyer may be nec­es­sary to assert the resident’s rights, the involve­ment of an attorney may also esca­late the dis­pute to a point where it is more dif­fi­cult to resolve. This is why we have listed this as the second-to-last option. But when all else fails, a lawyer has the tools to make the facility obey the law.
  8. Move your rel­a­tive. If nothing else works, move your family member to a better facility. This may be dif­fi­cult, depending on the sit­u­a­tion, but it may be the only solu­tion. It does not pre­vent you from pur­suing legal com­pen­sa­tion for any harm inflicted on the nursing home res­i­dent while at the ear­lier facility.

cover

The book Nursing Homes: The Family’s Journey by Peter S. Silin gives family mem­bers of nursing home res­i­dents impor­tant prac­tical advice and emo­tional sup­port, and explains the intri­ca­cies of care and nursing homes. For a review and pur­chasing infor­ma­tion, click here.

Myths and Realities
Nursing Home Myths and Realities
Myth Reality
Med­icaid does not pay for the service you want. Med­icaid res­i­dents are enti­tled to the same service as other residents.
Only staff can deter­mine the care you receive. Res­i­dents and family have the right to par­tic­i­pate in devel­oping a care plan.
Staff cannot accom­mo­date indi­vidual schedules. A nursing home must make rea­son­able adjust­ments to honor res­i­dents’ needs and preferences.
You need to hire pri­vate help. A nursing home must pro­vide all nec­es­sary care.
Restraints are required to pre­vent the res­i­dent from wan­dering away. Restraints cannot be used for the nursing home’s con­ve­nience or as a form of discipline.
Family vis­iting hours are restricted. Family mem­bers can visit at any time of day or night.
Therapy must be dis­con­tinued because the res­i­dent is not progressing. Therapy may be appro­priate even if res­i­dent is not pro­gressing; Medicare may pay even without cur­rent progress.
You must pay any amount set by the nursing home for extra charges. A nursing home may only require extra charges autho­rized in the admis­sion agreement.
The nursing home has no avail­able space for res­i­dents or family mem­bers to meet. A nursing home must pro­vide a pri­vate space for res­i­dent or family councils.
The res­i­dent can be evicted because he or she is dif­fi­cult or is refusing med­ical treatment. Being dif­fi­cult or refusing treat­ment does not jus­tify eviction.
Source: “Twenty Common Nursing Home Prob­lems and the Laws to Resolve Them” by Eric Carlson, J.D. Orig­i­nally pub­lished in Clear­ing­house Review Journal of Poverty Law and Policy, January/February 2006 39(9–10):519–33